We prepare publications on trends and topics in our areas of expertise and publish studies on topics relevant and of interest to our clients. Notably, since 2010, our quarterly “Summary of Accounting and Auditing Enforcement Releases” has become a recognized industry benchmark for reporting on the major items disclosed in the U.S. Securities and Exchange Commission, Division of Enforcement’s Accounting and Auditing Enforcement Releases (AAERs).

ANNUAL REPORT 2023 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2023 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Accounting and Auditing Enforcement Releases (“AAERs”) for the Year Ended December 31, 2023. For questions and comments, contact LeeAnn Manning at 617.586.1076 or Meghan Mellott at 646.449.7265.

ANNUAL REPORT 2023 – SUMMARY OF THE SEC’S DIVISION OF ENFORCEMENT’S ACTIVITY

2023 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Activity for the Fiscal Year Ended September 30, 2023. For questions and comments, contact LeeAnn Manning at 617.586.1076 or Meghan Morine at 646.449.7265.

ANNUAL REPORT 2022 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2022 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Accounting and Auditing Enforcement Releases (“AAERs”) for the Year Ended December 31, 2022. For questions and comments, contact LeeAnn Manning at 617.586.1076 or Marni Kaufman at 617.586.1072.

ANNUAL REPORT 2022 – SUMMARY OF THE SEC’S DIVISION OF ENFORCEMENT’S ACTIVITY

2022 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Activity for the Fiscal Year Ended September 30, 2022. For questions and comments, contact LeeAnn Manning at 617.586.1076 or Marni Kaufman at 617.586.1072.

ANNUAL REPORT 2021 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2021 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Accounting and Auditing Enforcement Releases (“AAERs”) for the Year Ended December 31, 2021. For questions and comments, contact LeeAnn Manning at 617.586.1076 or Marni Kaufman at 617.586.1072.

ANNUAL REPORT 2021 – SUMMARY OF THE SEC’S DIVISION OF ENFORCEMENT’S ACTIVITY

2021 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Activity for the Fiscal Year Ended September 30, 2021. For questions and comments, contact LeeAnn Manning at 617.586.1076 or Ryan Brown at 646.449.7273.

ANNUAL REPORT 2020 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2020 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Accounting and Auditing Enforcement Releases (“AAERs”) for the Year Ended December 31, 2020. For questions and comments, contact Joseph J. Floyd at 212.867.5848 or Ryan Brown at 646.449.7273.

ANNUAL REPORT 2019 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2019 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Accounting and Auditing Enforcement Releases (“AAERs”) for the Year Ended December 31, 2019. For questions and comments, contact Joseph J. Floyd at 212.867.5848 or Ryan Brown at 646.449.7273.

ANNUAL REPORT 2018 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2018 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Accounting and Auditing Enforcement Releases (“AAERs”) for the Year Ended December 31, 2018. For a printed copy of the report, send your request to info@floydadvisory.com. For questions and comments, contact George Ives at gives@floydadvisory.com.

ANNUAL REPORT 2017 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2017 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Accounting and Auditing Enforcement Releases (“AAERs”) for the Year Ended December 31, 2017. For a printed copy of the report, send your request to info@floydadvisory.com. For questions and comments, contact George Ives at gives@floydadvisory.com.

ANNUAL REPORT 2016 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2016 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Accounting and Auditing Enforcement Releases (“AAERs”) for the Year Ended December 31, 2016. For a printed copy of the report, send your request to info@floydadvisory.com. For questions and comments, contact George Ives at gives@floydadvisory.com.

ANNUAL REPORT 2015 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2015 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Accounting and Auditing Enforcement Releases (“AAERs”) for the Year Ended December 31, 2015. For a printed copy of the report, send your request to info@floydadvisory.com. For questions and comments, contact George Ives at gives@floydadvisory.com.

ANNUAL REPORT 2014 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2014 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Accounting and Auditing Enforcement Releases (“AAERs”) for the Year Ended December 31, 2014. For a printed copy of the report, send your request to info@floydadvisory.com. For questions and comments, contact George Ives at gives@floydadvisory.com.

ANNUAL REPORT 2013 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2013 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

The Annual Report 2013 reveals declines in both SEC Enforcement actions filed and financial fraud-related actions. Annual Report 2013, Summary of the U.S. Securities and Exchange Commission, Division of Enforcement’s Accounting and Auditing Enforcement Releases (“AAERs”) for the Year Ended December 31, 2013. For a printed copy of the report, send your request to info@floydadvisory.com. For questions and comments, contact George Ives at gives@floydadvisory.com.

ANNUAL REPORT 2012 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2012 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Floyd Advisory Issues the Summary of Accounting and Auditing Enforcement Releases for the Year Ended December 31, 2012

ANNUAL REPORT 2011 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2011 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Floyd Advisory Issues the Summary of Accounting and Auditing Enforcement Releases for the Year Ended December 31, 2011

ANNUAL REPORT 2010 – SUMMARY OF ACCOUNTING AND AUDITING ENFORCEMENT RELEASES

2010 / Summary of Accounting and Auditing Enforcement Releases (ANNUAL REPORTS)

Floyd Advisory Issues the Summary of Accounting and Auditing Enforcement Releases for the Year Ended December 31, 2010